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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-04-30 |
| TX | RA | APPROVED_RES | 2014-06-24 |
| LA | RA | APPROVED | 2014-06-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newedge Advisors, Llc (Gwm Advisors, Llc) | Baton Rouge | LA | 06/2014 | Present |
| Lpl Financial, Llc | Baton Rouge | LA | 06/2014 | Present |
1. 6/20/2014: Goss Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/11/2015: GWM Advisors - Investment Related - 639 Loyola Ave, Suite 2100, New Orleans, LA 70113 and 6300 Corporate Blvd, Suite 120, Baton Rouge, LA 70809 - DBA for LPL Business (entity for LPL business) - DBA: GWM Advisors - Started 02/03/2015 - 140 Hours Per Month During Securities Trading. 3. 4/27/2015: Eleven Point Investments - Investment Related - Regions Bank - Business Entity For Tax/Investment Purposes Only - DBA: Eleven Point Investments - Started 04/07/2015 - 1 Hour Per Month/0 Hours During Securities Trading - Entity for tax purposes only. 4. 1/21/2016: GWM ADVISORS, LLC - DBA: (Hybrid) Goss Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/06/2015 - 140 Hours Per Month During Securities Trading - IAR. 5. 06/15/2016: GWM Advisors, LLC - DBA: (Hybrid) French Financial - INV REL - 7607 Fern Ave. Suite 902, Shreveport, LA 71105 - Registered Investment Advisor DBA - Started 05/03/2016 - 20 Hr/Mo; 20 Hours During Securities Trading 6. 08/02/2016: GWM Shreveport, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 7607 Fern Avenue, Suite 902, Shreveport, La 71105 - Started 04/01/2016 - 25 Hr/Mo; 4 Hours During Securities Trading 7. 09/02/2016: GWM Shreveport, LLC - DBA for LPL Business (entity for LPL business) - INV REL - 6300 Corporate Blvd, Suite 120, Baton Rouge, LA 70809 - Started 03/18/2016 - No Time Spent 8. 02/27/2018: Goss Wealth Management- DBA: (Hybrid) Goss Advisors - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) - Started 07/01/2014 - 40 Hr/Mo; 35 Hours During Securities Trading 9. 4/29/2021 - Brush Creek Properties LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 11/25/2020 - 0 Hours Per Month - Purchasing hunting property in Mississippi. Land will be held in an LLC for liability reasons. 10. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/03/2015 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 02/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-10 |
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