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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

400 W Ventura Blvd, Ste 205, Camarillo, CA 93010 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-05
  • CA RA
    APPROVED
    Since 2025-03-05

Branch Locations

288 Pearl St, Monterey, CA 93940 • United States

400 W Ventura Blvd Ste 205, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Camarillo CA 09/2010 Present
Summit Wealth Management Group, Inc. Camarillo CA 02/2014 12/2021
Mariner Independent Advisor Network, Llc Camarillo CA 12/2021 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
Previous Registrations
Other Businesses

1. 12/09/2021 - Camber Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/15/2021 - 160 Hours Per Month/100 Hours During Securities Trading. 2. 07/21/2022 - Watermark Life Insurance Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 07/08/2022 - 3 Hours Per Month/1 Hours During Securities Trading 3. 08/16/2024 - Monterey Bay Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/08/2024 - 5 Hours Per Month/ 1 Hour During Trading 4. 02/03/2026 - Conejo Schools Foundation - Other - Non-Profit Committee Member - Not Investment Related - Zoom - Start Date 12/01/2025 - 1 hour per month 5. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-15
  • S66 Uniform Combined State Law Examination
    2010-12-15
Designations
Other Names
  • Dustin Dockter

View on SEC IAPD

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