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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-16
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

1765 Roosevelt Rd, St. Cloud, MN 56301 • United States

Clear Lake, MN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St. Cloud MN 09/2010 03/2020
Ameriprise Financial Services, Llc St Cloud MN 03/2020 Present
Other Businesses

Business Ownership; St. Cloud Financial Planning Services; ; St. Cloud Financial Planning Services provides secretarial and office administration support to our financial planning practices.; 1765 Roosevelt Road St. Cloud, MN 56301, ,; Not Investment-Related; 02/26/2018; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; Minnesota National Guard; Sergeant -; ; Moorhead, MN, ,; ; 06/11/2009; 20 to 39 hours per month; / St. Cloud Financial Planning Services; Co-owner; Manage advisory business; 1765 Roosevelt Road, , St. Cloud, MN, 56301; Not Investment-Related; 11/18/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-04
  • S66 Uniform Combined State Law Examination
    2011-04-04
Other Names
  • Regan T Johnson

View on SEC IAPD

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