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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-04
MN RA APPROVED 2015-07-29
  • TX RA
    APPROVED_RES
    Since 2022-08-04
  • MN RA
    APPROVED
    Since 2015-07-29

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

930 Wayzata Blvd E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wayzata MN 04/2012 Present
Wells Fargo Advisors, Llc Wayzata MN 05/2015 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
  • 04/2012 → Present
    Wells Fargo Bank, Na
    Wayzata, MN
  • 05/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Wayzata, MN
  • 11/2016 → Present
    Wayzata, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-29
S63 Uniform Securities Agent State Law Examination 2015-07-07
  • S65 Uniform Investment Adviser Law Examination
    2015-07-29
  • S63 Uniform Securities Agent State Law Examination
    2015-07-07

View on SEC IAPD

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