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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-04 |
| MN | RA | APPROVED | 2015-07-29 |
Branch Locations
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Wayzata | MN | 04/2012 | Present |
| Wells Fargo Advisors, Llc | Wayzata | MN | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayzata | MN | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
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