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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-13 |
Branch Locations
333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loop Capital Markets Llc | Chicago | IL | 09/2010 | 02/2019 |
| Robert W. Baird | Chicago | IL | 05/2019 | 05/2020 |
| Nuveen Securities, Llc | Chicago | IL | 05/2020 | 10/2022 |
| Nuveen Asset Management, Llc | Chicago | IL | 05/2020 | 10/2022 |
| Northern Trust Securities, Inc. | Chicago | IL | 10/2022 | Present |
Goosby Electrical Service; 8020 S. Western, Suite 5, Chicago, IL 60620. Administrator performing administrative work. Devote 11-20 hours per month to activity; none of which are during business hours. LG Squared Incorporated; 3637 W Deer Park Dr, Alsip, IL, 60803. Website Development. Devote 11-20 hours per month; none of which are during business hours LG Squared Transportation, LLC; 3637 W Deer Park Dr, Alsip, IL, 60803. Owner. Devote two hours per week; none of which are during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-23 |
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