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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-19 |
| CA | RA | APPROVED | 2022-01-18 |
| NC | RA | APPROVED | 2022-01-18 |
| GA | RA | APPROVED | 2021-01-19 |
| TX | RA | APPROVED | 2021-01-15 |
Branch Locations
6340 Sugarloaf Parkway Suite 130, Duluth, GA 30097 • United States
3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Duluth | GA | 09/2010 | 01/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2021 |
| Janney Montgomery Scott Llc | Atlanta | GA | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 01/2021 |
1. Self; Condo Rental, Hilton Head, SC; Not Investment Related; Nature: short term rentals; Title/Position: Owner; Devotes 1 hour/month; Rental income possible if rented via the management company. 2. Seacrest Homeowners Association, Hilton Head, SC; Not Investment Related; Nature: Homeowners Association that seeks to create and maintain a residential community that is safe, attractive and improving the financial investments of its home owners; Title/Position: Board Member; Duties: Help make decisions regarding maintenance of properties including monitor the aesthetic and functional consistency of the neighborhood. 3. Red, Blue and You, Atlanta, GA, Non-Profit that does an annual event to thank local police, fire, and first responders. Board Member: duties include helping coordinate annual event activities. Not compensated, not investment related, 2 hrs./month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-17 |
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