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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-19
CA RA APPROVED 2022-01-18
NC RA APPROVED 2022-01-18
GA RA APPROVED 2021-01-19
TX RA APPROVED 2021-01-15
  • OH RA
    APPROVED
    Since 2022-01-19
  • CA RA
    APPROVED
    Since 2022-01-18
  • NC RA
    APPROVED
    Since 2022-01-18
  • GA RA
    APPROVED
    Since 2021-01-19
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

6340 Sugarloaf Parkway Suite 130, Duluth, GA 30097 • United States

3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Duluth GA 09/2010 01/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2021
Janney Montgomery Scott Llc Atlanta GA 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 01/2021
  • 09/2010 → 01/2021
    Morgan Stanley Smith Barney
    Duluth, GA
  • 01/2015 → 01/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2021 → Present
    Atlanta, GA
  • 01/2015 → 01/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. Self; Condo Rental, Hilton Head, SC; Not Investment Related; Nature: short term rentals; Title/Position: Owner; Devotes 1 hour/month; Rental income possible if rented via the management company. 2. Seacrest Homeowners Association, Hilton Head, SC; Not Investment Related; Nature: Homeowners Association that seeks to create and maintain a residential community that is safe, attractive and improving the financial investments of its home owners; Title/Position: Board Member; Duties: Help make decisions regarding maintenance of properties including monitor the aesthetic and functional consistency of the neighborhood. 3. Red, Blue and You, Atlanta, GA, Non-Profit that does an annual event to thank local police, fire, and first responders. Board Member: duties include helping coordinate annual event activities. Not compensated, not investment related, 2 hrs./month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-17
  • S66 Uniform Combined State Law Examination
    2010-11-17
Designations

View on SEC IAPD

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