James Philip Ciocia

Current Employers

Employment History

• 08/2010 → 12/2020
  Gilman Ciocia, Inc.
  Tampa, FL
• 11/2013 → 12/2020
  National Securities Corporation
  Tampa, FL
• 10/2015 → 12/2020
  National Asset Management
  Tampa, FL
• 12/2020 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Jpc Twm Llc
  Tampa, FL

Previous Registrations

• 2015-10-09 → 2020-12-22
  B. Riley Wealth Advisors, Inc.
  Tampa, FL

Other Businesses

1)POA FOR IMMEDIATE FAMILY MEMBER; NON-INVESTMENT RELATED 2) NAME OF OTHER BUSINESS: GENERATIONS TAX AND WEALTH MANAGEMENT INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 12/2021, APX NUMBER OF HOURS PER WEEK: 10-15, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PREPARE INCOME TAX RETURNS FOR INDIVIDUALS AND SMALL BUSINESS 3) NAME OF OTHER BUSINESS: JPC TWM LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 4/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2015-09-03

Other Names

• Ja Philip Ciocia