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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-22 |
| TX | RA | APPROVED | 2026-05-22 |
Branch Locations
Castle Rock, CO • United States
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Hillsboro | OR | 08/2016 | 02/2017 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2017 | 05/2021 |
| Unemployed | Port Townsend | WA | 02/2017 | 11/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 01/2022 | 11/2023 |
| Tiaa | Denver | CO | 01/2022 | 11/2023 |
| Unemployed | Castle Rock | CO | 05/2021 | 01/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2024 | 01/2025 |
| Unemployed | Castle Rock | CO | 11/2023 | 01/2024 |
| Unemployed | Castle Rock | CO | 01/2025 | 03/2025 |
| Fidelity Investments | Greenwood Village | CO | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-23 |
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