Kelly Marie Anderson

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2012-05-29

LA RA
APPROVED

Since 2012-05-29

Branch Locations

1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Baton Rouge	LA	03/2011	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2010	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

03/2011 → Present

Northwestern Mutual Investment Services, Llc

Baton Rouge, LA
09/2010 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY, AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2) FINANCE COMMITTEE MEMBER, ST THERESA OF AVILA CATHOLIC CHURCH, 1022 N BURNSIDE AVE, GONZALES, LOUISIANA, 70737, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/04/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF FINANCE COMMITTEE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-21
S63	Uniform Securities Agent State Law Examination	2011-05-25

S65 Uniform Investment Adviser Law Examination

2012-05-21
S63 Uniform Securities Agent State Law Examination

2011-05-25

Other Names

Kelly Marie Naquin
Kelly Naquin Anderson
Kelly Marie Naquin Anderson

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