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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-04-03 |
Branch Locations
565 San Antonio Road, Ste 21, Mountain View, CA 94040 • United States
39150 Fremont Blvd Fl 4, Fremont, CA 94538 • United States
200 Townsend Street, San Francisco, CA 94107 • United States
1641 El Camino Real, Millbrae, CA 94030 • United States
1679 Industrial Pkwy West, Hayward, CA 94544 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Millbrae | CA | 05/2013 | 04/2020 |
| U.S. Bank | Millbrae | CA | 01/2018 | 04/2020 |
| Fremont Bank | Fremont | CA | 04/2020 | Present |
| Lpl Financial Llc | Fremont | CA | 04/2020 | Present |
1)4/3/2020- Demetrios Zarefakis Properties-Real Estate Rental- Owner- Inv. Related- Lodi, Ca - start date 1/15/2003- 2hrs/mth 2) 2/12/2021 - FB Investment Services, A Division of Fremont Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/06/2020 - 160 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-15 |
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