Rick O'NEal

Current Employers

Employment History

• 06/2013 → Present
  Attain Enterprises, Inc.
  Olathe, KS
• 07/2016 → 06/2019
  Client One Securities, Llc
  Olathe, KS
• 06/2019 → Present
  Madison Avenue Securities, Llc
  San Diego, CA

Previous Registrations

• 2016-07-28 → 2019-06-28
  Creativeone Securities, Llc
  Olathe, KS
  Olathe, KS
  Overland Park, KS
• 2016-02-23 → 2016-08-11
  Osaic Fs, Inc.
  Olathe, KS
  Lexington, KY
  Olathe, KS

Other Businesses

1)NAME: ANNUITIES & MORE, LLC; INV RELATED: NO; ADDRESSOLATHE, KS 66061; NATURE: SALE OF FIXED, INDEX ANNUITIES, LTC, MEDICARE ADVANTAGE AND MEDICARE SUPPLEMENTS; POSITION: OWNER/AGENT; START DATE: 03/2016; HOURS/MONTH: 120; TRADING HOURS/MONTH: 120; DUTIES:AGENT 2)NAME: BETTER BUSINESS BUREAU OF GREATER KANSAS CITY; INV RELATED: NO; ADDRESS: 8080 WARD PKWY, SUITE 401, KANSAS CITY, MO 64114; NATURE: CREATES A COMMUNITY OF TRUSTWORTHY BUSINESSES AND CHARITIES; POSITION: PRESIDENT EMERITUS; START DATE: 02/2016; HOURS/MONTH: 4; TRADING HOURS/MONTH: 4; DUTIES: PRESIDENT EMERITUS CHANGE 11/2021. 3)NAME: ATTAIN ENTERPRISES, INC. DBA NELSON & COMPANY WEALTH MANAGEMENT; INV RELATED: YES; ADDRESS: OLATHE, KS 66061; NATURE: SALE OF FIXED, INDEX, LIFE & DISABILITY INSURANCE; POSITION: OWNER/AGENT; START DATE: 03/2013; HOURS/MONTH: 40; TRADING HOURS/MONTH: 40; DUTIES: OWNER/AGENT 4)NAME: R&S MOVING, LLC; INV RELATED: NO; ADDRESS: OLATHE, KS 66061; NATURE: HOLDING COMPANY FOR REAL ESTATE RENTALS; POSITION:OWNER; START DATE: 01/2012; HOURS/MONTH: 4; TRADING HOURS/MONTH: 0; DUTIES: OWNER 5)NAME:R&S O'NEAL, INC.; INV RELATED: NO; ADDRESS: OLATHE, KS 66061; NATURE: HOLDING COMPANY FOR REAL ESTATE RENTALS; POSITION: CO-OWNER; START DATE: 01/1990; HOURS/MONTH: 4; TRADING HOURS/MONTH: 0; DUTIES:OWNER 6)NAME: WE DEVELOPE CREDIT UNION; INV RELATED: NO; ADDRESS: 5737 SWOPE PKWY, KANSAS CITY, MO 64130; NATURE: START-UP CREDIT UNION-IT WILL PROVIDE BANKING SERVICES TO THE URBAN CORE OR GREATER KANSAS CITY; POSITION: TREASURER; START DATE: 08/2018; HOURS/MONTH: 4; TRADING HOURS/MONTH: 0; DUTIES: TREASURER 7)NAME: WHITEGLOVE WORKSHOPS; INV RELATED: NO; ADDRESS: 3883 TELEGRAPH ROAD, SUITE 102 BLOOMFIELD HILLS, MI 48302; NATURE: EDUCATOR/PRESENTER FOR TAXES IN RETIREMENT OR SOCIAL SECURITY WORKSHOPS; POSITION:EDUCATOR/PRESENTER; START DATE: 10/2017; HOURS/MONTH: 8; TRADING HOURS/MONTH:0 ; DUTIES: EDUCATOR/PRESENTER OF TAXES IN RETIREMENT OR SOCIAL SECURITY WORKSHOPS 8)NAME:ASSOCIATION OF FINANCIAL EDUCATORS; INV RELATED:NO; ADDRESS: OLATHE, KS 66061; NATURE:PRESENT BASIC NON SECURITIES EDUCATION ON FINANCIAL STRATEGIES INVOLVING INSURANCE; POSITION: FINANCIAL CONSULTANT-EDUCATOR-PRESENTER; START DATE: 01/2019; HOURS/MONTH:4; TRADING HOURS/MONTH:0; DUTIES:PRESENT BASIC NON SECURITIES EDUCATION ON FINANCIAL STRATEGIES INVOLVING INSURANCE 9)NAME: ADVISORS EXCEL; INV RELATED:YES; ADDRESS:2950 SW McCLURE ROAD, TOPEKA, KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE, CREATIVE SERVICES PROVIDED BY AE; POSITION:INSURANCE AGENT; START DATE:05/12/2013 ; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES:INSURANCE SALES 10.) NAME: JJT O'NEAL LIVING TRUST ; INV RELATED: NO ; NATURE: TRUSTEE FOR FAMILY TRUST; POSITION: TRUSTEE ; START DATE: 2/2021 ; HOURS/MONTH: LESS THAN ONE; TRADING HOURS/MONTH: 0; DUTIES: TRUSTEE FOR FAMILY TRUST. 11). NAME: JOTS, LLC INV RELATED: NO ; NATURE: JAMAICAN TRANSPORTATION SERVICE. START DATE: 10/2021 ; HOURS/MONTH: LESS THAN ONE; TRADING HOURS/MONTH: 0; DUTIES: PARTNER OVERSEE OPERATIONS. 12). NAME: INTERNATIONAL CARE & SUPPORT SERVICES: INV RELATED: NO ; NATURE: JAMAICAN LONG TERM CARE FACILITY, NURSING HOME. START DATE: 7/2021 ; HOURS/MONTH: LESS THAN ONE; TRADING HOURS/MONTH: 0; DUTIES: PARTNER OVERSEE OPERATIONS. 13). NOTARY; 14.) NAME: THE WHOLE PERSON; ADDRESS: 3710 MAIN ST, KANSAS CITY, MO 64111; INVESTMENT RELATED: NO; POSITION: BOARD CHAIR (TEMPORARY); DUTIES: KEEP THE ORGANIZATION ON TRACK TOWARD FULFILLING ITS MISSION. HOURS PER WEEK: 2-4 HOURS; START DATE: 04/01/2024. 15.) NAME: CEDAR CREEK HOA; INVESTMENT RELATED: NO; POSITION: PRESIDENT; DUTIES:OVERSEES THE HOA COMMUNITY. HOURS PER WEEK: 2-4 HOURS; START DATE: 10/01/2024. 16.) NAME: ADVISORS EXCEL MEDICARE; INVESTMENT RELATED: NO; ADDRESS: 2950 SW MCCLURE RD, TOPEKA, KS 66614; NATURE OF THE BUSINESS: THEY WILL SELL THE MEDICARE BUSINESS TO MY REFERRALS; POSITION: REFERRING ADVISOR; HOURS PER WEEK: 12 HOURS; STARR DATE: 6/1/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-11
• S63 Uniform Securities Agent State Law Examination
  2011-08-27

Other Names

• Rick Lee O'NEal