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Red Bank, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-01-30 |
| NJ | RA | APPROVED | 2026-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laidlaw And Company | Melville | NY | 09/2015 | 11/2022 |
| Network 1 Financial Securities, Inc. | Red Bank | NJ | 10/2022 | Present |
| Fortis Capital Advisors, Llc | Prairie Village | KS | 07/2024 | Present |
1) H. Riley & Associates Inc. Position: Owner/Director Address: 413 Sprouce Place, Uniondale, NY Approx Hours: 5 hours 0 during trading hours Start Date: 4-1-2009 Duties/Purpose: I MAINTAIN A SUB CHAPTER S CORPORATION FOR THE SOLE PURPOSE OF RECEIVING COMPENSATION. IT IS FOR TAX PURPOSES ONLY AND I DO NOT TAKE IN ANY OTHER MONIES. 2) Delta Airlines, JFK International Airport. Start date: 5/20/2024. Seasonal employee. Work will end on August 31, 2024. Not investment-related. I provide customer service to the Baggage Department. No time is devoted to this OBA during normal trading hours. Approximately 80 hours/month are devoted to this OBA during non-trading hours. 3) Fixed insurance sales, investment related, same address as branch, sales of fixed insurance products, salesperson, 0 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-26 |
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