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Lovely Amar Agnihotri

Wells Fargo Clearing Services, LLC

Fremont, CA

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-22
  • CA RA
    APPROVED
    Since 2023-09-22

Branch Locations

40982 Fremont Blvd, Fremont, CA 94538 • United States

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stay At Home Mom Fremont CA 02/2016 09/2018
Hsbc Securities (Usa) Inc. Fremont CA 09/2018 02/2022
Hsbc Bank Usa, N.A. Fremont CA 09/2018 02/2022
Wells Fargo Clearing Services, Llc Fremont CA 03/2023 Present
Wells Fargo Bank, Na Fremont CA 03/2023 Present
Cathay Bank Fremont CA 02/2022 05/2022
Stay At Home Mom Fremont CA 05/2022 03/2023
  • 02/2016 → 09/2018
    Stay At Home Mom
    Fremont, CA
  • 09/2018 → 02/2022
    Hsbc Securities (Usa) Inc.
    Fremont, CA
  • 09/2018 → 02/2022
    Hsbc Bank Usa, N.A.
    Fremont, CA
  • 03/2023 → Present
    Wells Fargo Clearing Services, Llc
    Fremont, CA
  • 03/2023 → Present
    Wells Fargo Bank, Na
    Fremont, CA
  • 02/2022 → 05/2022
    Cathay Bank
    Fremont, CA
  • 05/2022 → 03/2023
    Stay At Home Mom
    Fremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-22
S63 Uniform Securities Agent State Law Examination 2018-11-23
  • S66 Uniform Combined State Law Examination
    2023-09-22
  • S63 Uniform Securities Agent State Law Examination
    2018-11-23
Other Names
  • Lovely Amar Agnihotri
  • Lovely Brijkishore Tiwari
  • Lovely Agnihotri
  • Lovely A Agnihotri

View on SEC IAPD

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