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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

Red Wing, MN • United States

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 08/2007 08/2023
Securian Financial Services, Inc St Paul MN 09/2010 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Advisors Llc Greenwood Village CO 03/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 03/2025 Present
Cetera Investment Services Llc St Cloud MN 03/2025 Present
  • 08/2007 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 09/2010 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 03/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2013-12-24 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: A FABRIC HABIT; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ETSY SHOP; START DATE: 12/2012; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAKING AND SELLING QUILTED ITEMS; 2. NAME OF OTHER BUSINESS: BEAUTIFUL DAY SCARVES; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ETSY SHOP; START DATE: 1/2015; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAKE AND SELL HEAD SCARVES FOR CANCER PATIENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-29
  • S66 Uniform Combined State Law Examination
    2012-05-29

View on SEC IAPD

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