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Current Employers
Zega Investments, Llc

3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-30
  • IL RA
    APPROVED
    Since 2025-07-30

Branch Locations

Wilmette, IL • United States

3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Creative Planning Chicago IL 10/2015 07/2025
Zega Investments Palm Beach Gardens FL 06/2025 Present
  • 10/2015 → 07/2025
    Chicago, IL
  • 06/2025 → Present
    Zega Investments
    Palm Beach Gardens, FL
Previous Registrations
  • 2015-10-06 → 2025-07-01
    Chicago, IL
    Overland Park, KS
    Chicago, IL
    Northfield, IL
    Chicago, IL
    Chicago, IL
  • 2011-01-20 → 2015-07-13
    Td Ameritrade, Inc.
    Oak Brook, IL
    Chicago, IL
    Oak Brook, IL
  • 2011-01-20 → 2015-07-13
    Td Ameritrade Investment Management, Llc
    Oak Brook, IL
    Chicago, IL
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-18
  • S66 Uniform Combined State Law Examination
    2011-01-18

View on SEC IAPD

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