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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-06-21
MO RA APPROVED 2023-06-20
  • KS RA
    APPROVED
    Since 2023-06-21
  • MO RA
    APPROVED
    Since 2023-06-20

Branch Locations

14755 N. Outer 40 Road, Chesterfield, MO 63017 • United States

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2015 11/2016
Financial Engines Advisors L.L.C. St. Louis MO 11/2016 10/2021
Financial Engines Advisors L.L.C. Santa Clara CA 10/2021 06/2023
Cetera Planning Partners Leawood KS 06/2023 Present
  • 07/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → 10/2021
    Financial Engines Advisors L.L.C.
    St. Louis, MO
  • 10/2021 → 06/2023
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 06/2023 → Present
    Leawood, KS
Previous Registrations
  • 2016-11-30 → 2023-07-07
    St. Louis, MO
    Chesterfield, MO
    St. Louis, MO
  • 2015-07-23 → 2016-11-30
    Financial Engines Advisor Center, Llc
    St. Louis, MO
    Overland Park, KS
  • 2011-10-13 → 2015-09-08
    The Mutual Fund Store
    Overland Park, KS
    St. Louis, MO
  • 2010-10-04 → 2011-09-13
    Saint Charles, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-02
  • S65 Uniform Investment Adviser Law Examination
    2010-10-02
Other Names
  • Nancy Luther

View on SEC IAPD

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