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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-29
TX RA APPROVED 2023-08-28
  • NJ RA
    APPROVED
    Since 2023-08-29
  • TX RA
    APPROVED
    Since 2023-08-28

Branch Locations

25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States

270 Park Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Summit NJ 08/2010 Present
Jpmorgan Chase Bank, N.A. Summit NJ 08/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 2010-09-30
  • S65 Uniform Investment Adviser Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    2010-09-30
Designations
Other Names
  • Michael Garvey
  • Michael L Garvey

View on SEC IAPD

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