Sean Michael Jucas

Current Employers

Employment History

• 04/2007 → 04/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2011 → 04/2023
  Bank Of America,N.A.
  Chicago, IL
• 04/2023 → Present
  Sanctuary Securities, Inc.
  Chicago, IL
• 04/2023 → Present
  Sanctuary Advisors Llc
  Chicago, IL

Previous Registrations

• 2007-04-19 → 2023-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2007-04-02 → 2007-04-09
  Morgan Stanley & Co. Llc
  Chicago, IL
• 2006-04-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

1) Name: Union League Boys & Girls Club Position: Trustee and Committee MemberNature: The Union League Boys & Girls Club offers youth a safe place to learn and grow. Programs offered focus on Academic Success, Healthy Lifestyles, Good Character and Citizenship.Investment Related: NoHours: 3 Securities Trading Hours: 1 Start Date: 5/15/2020 Address: 65 W Jackson Blvd, Chicago IL 60604, United States Description: I currently serve as trustee, executive committee member, and technology committee member for the organization. In this capacity, I am "charged with the duty to investigate and consider any matter related to the Purpose of the Corporation and to recommend matters to the Trustees for their deliberation and adoption." I do not deal with any investment, banking, or audit functions. 2) Name: Rental Apartment Position: OwnerNature: Rental ApartmentInvestment Related: NoHours: 1 Securities Trading Hours: 0 Start Date: 7/12/2021 Address: 1460 N Sandburg Ter APT 2506, Chicago IL 60610, United States Description: Own and rent 1 bedroom apartment. Renew lease annually and complete monthly and annual bookkeeping. Infrequent service requests. 3) UNION LEAGUE CLUB OF CHICAGO POSITION: Athletic Committee Member NATURE: The Union League Club of Chicago was founded in 1879 as a downtown social club committed to community and country. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 6/11/2024 ADDRESS: 65 W Jackson, Chicago IL 60604, United States DESCRIPTION: The Athletic Committeeshall have supervision of the Athletic Department and the facilities thereof and of the acquisition, use and care of all equipment used in connection with the Athletic Department. 4) 1906 N HUDSON AVE CONDOMINIUM ASSOCIATION POSITION: Board President NATURE: Our association is a small, self-governing organization formed by the owners of the five individual condo units within 1906 N Hudson Ave. The primary purpose of the association is to manage, maintain, and make decisions regarding the common areas and shared responsibilities of the condominium complex. This includes tasks like organizing repairs, handling finances (such as collecting dues and managing the budget), ensuring compliance with local laws and regulations, and making decisions that impact the entire building, such as upgrades or significant repairs. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 8/24/2024 ADDRESS: 1906 N Hudson Ave, Chicago IL 60614, United States DESCRIPTION: The association is governed by a board of directors, elected by the unit owners, who oversee the day-to-day management and long-term planning for the property. The board is responsible for enforcing the association's rules and regulations, which are outlined in the condominium's governing documents (such as the Declaration, Bylaws, and Rules & Regulations). Decisions within the association are often made through meetings where unit owners can vote on important matters.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-13