Best Investors Account Sign in
Inactive

Devin Lee King

King Financial

Lathrop, CA

Claim This Profile
Current Employers
King Financial

Lathrop, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2018-11-28
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2018-11-28

Branch Locations

Lathrop, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Client One Securities Pleasanton CA 04/2015 11/2018
King Financial Incorporated Lathrop CA 04/2015 Present
Client One Securities Lathrop CA 04/2015 11/2018
  • 04/2015 → 11/2018
    Client One Securities
    Pleasanton, CA
  • 04/2015 → Present
    King Financial Incorporated
    Lathrop, CA
  • 04/2015 → 11/2018
    Client One Securities
    Lathrop, CA
Previous Registrations
Other Businesses

Devin Lee King is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. KFI always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of KFI in connection with such individual's activities outside of KFI. Damask Holdings; Managing General Partner ; investment related: Yes; 18476 Jennings Dr, Lathrop, CA, 95330; Damask Holdings buys and sells collectables.; Purchasing new collectables. Selling collectables primarily on eBay. ; 2020-12-22; Hours devoted to business during trading hours: 0;Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 2;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-24
  • S66 Uniform Combined State Law Examination
    2010-11-24

View on SEC IAPD

More in Lathrop, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor