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Lathrop, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2018-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Client One Securities | Pleasanton | CA | 04/2015 | 11/2018 |
| King Financial Incorporated | Lathrop | CA | 04/2015 | Present |
| Client One Securities | Lathrop | CA | 04/2015 | 11/2018 |
Devin Lee King is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. KFI always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of KFI in connection with such individual's activities outside of KFI. Damask Holdings; Managing General Partner ; investment related: Yes; 18476 Jennings Dr, Lathrop, CA, 95330; Damask Holdings buys and sells collectables.; Purchasing new collectables. Selling collectables primarily on eBay. ; 2020-12-22; Hours devoted to business during trading hours: 0;Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-24 |
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