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Ocean John Ho

J.P. Morgan Securities LLC

Claremont, CA

Rancho Cucamonga, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-14
TX RA APPROVED 2021-01-14
  • CA RA
    APPROVED
    Since 2021-01-14
  • TX RA
    APPROVED
    Since 2021-01-14

Branch Locations

400 N. Indian Hill Blvd., Claremont, CA 91711 • United States

10598 Baseline Rd, Rancho Cucamonga, CA 91701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Insurance Services, Inc. Rosemead CA 02/2016 01/2021
1St Global Capital Corp Rosemead CA 03/2014 10/2019
1St Global Advisors, Inc. Rosemead CA 03/2014 10/2019
Vinepoint Wealth Management Rosemead CA 02/2016 05/2017
Tywl Wealth Advisors Rosemead CA 06/2017 08/2020
Avantax Investment Services, Inc. Rosemead CA 10/2019 01/2021
Avantax Advisory Services Rosemead CA 10/2019 01/2021
J.P. Morgan Chase Bank, N.A. Claremont CA 01/2021 Present
J.P. Morgan Securities, Llc Claremont CA 01/2021 Present
  • 02/2016 → 01/2021
    Avantax Insurance Services, Inc.
    Rosemead, CA
  • 03/2014 → 10/2019
    1St Global Capital Corp
    Rosemead, CA
  • 03/2014 → 10/2019
    1St Global Advisors, Inc.
    Rosemead, CA
  • 02/2016 → 05/2017
    Vinepoint Wealth Management
    Rosemead, CA
  • 06/2017 → 08/2020
    Tywl Wealth Advisors
    Rosemead, CA
  • 10/2019 → 01/2021
    Avantax Investment Services, Inc.
    Rosemead, CA
  • 10/2019 → 01/2021
    Avantax Advisory Services
    Rosemead, CA
  • 01/2021 → Present
    J.P. Morgan Chase Bank, N.A.
    Claremont, CA
  • 01/2021 → Present
    J.P. Morgan Securities, Llc
    Claremont, CA
Previous Registrations
  • 2019-10-25 → 2021-01-18
    Avantax Advisory Services
    Ontario, CA
  • 2014-03-26 → 2019-10-25
    1St Global Advisors Inc
    Santa Fe Springs, CA
    Fullerton, CA
    Rosemead, CA
  • 2011-10-10 → 2014-04-07
    Hurley Wealth Management Group, Inc
    Glendale, CA
    Oakland, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-22
S65 Uniform Investment Adviser Law Examination 2011-10-07
  • S66 Uniform Combined State Law Examination
    2014-05-22
  • S65 Uniform Investment Adviser Law Examination
    2011-10-07
Designations

View on SEC IAPD

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GOULD ASSET MANAGEMENT LLC · CLAREMONT, CA
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