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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-15
  • PA RA
    APPROVED
    Since 2022-08-15

Branch Locations

Mars, PA • United States

141 South St. Clair Street Suite 202, Pittsburgh, PA 15206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 02/2012 08/2017
Tiaa Pittsburgh PA 09/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Pittsburgh PA 09/2017 Present
Previous Registrations
  • 2012-03-19 → 2017-08-29
    Pittsburgh, PA
    Jeffersonville, IN
    Jeffersonville, IN
    Buckner, KY
    Louisville, KY
    Louisville, KY
    Jeffersonville, IN
    Seymour, IN
    Louisville, KY
    Louisville, KY
    Middletown, OH
    Louisville, KY
    Louisville, KY
    Springboro, OH
    Louisville, KY
    Pekin, IN
    Louisville, KY
  • 2010-11-11 → 2011-10-11
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
  • S66 Uniform Combined State Law Examination
    2022-09-09

View on SEC IAPD

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