Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wildwood, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Philadelphia | PA | 07/2016 | 04/2017 |
| Citigroup | Short Hills | NJ | 04/2017 | 02/2018 |
| Charles Schwab & Co., Inc. | Forest Hills | NY | 10/2018 | 04/2019 |
| Charles Schwab Bank | Forest Hills | NY | 10/2018 | 04/2019 |
| Unemployed | Hoboken | NJ | 02/2018 | 10/2018 |
| W. Swartz & Co., Llc | Wildwood | MO | 10/2020 | Present |
| Egis Financial | Guaynabo | PR | 07/2020 | Present |
| Unemployed | Na | NY | 04/2019 | 07/2020 |
EGIS FINANCIAL; INVESTMENT RELATED; ASSOCIATE/FINANCIAL CONSULTANT; SPENDS APPROX. 80 HOURS/MONTH; SELLS FDIC INSURANCE CASH ACCOUNT PRODUCTS AND MANAGES SALES TEAM. INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES FOR VARIOUS INSURANCE COMPANIES; SPENDS APPROX. 10 HRS/MTH, SAME DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-15 |
Reach out to this advisor