Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2026-07-17
OK RA APPROVED 2025-11-03
TX RA APPROVED_RES 2015-01-26
FL RA APPROVED 2011-10-20
  • HI RA
    APPROVED
    Since 2026-07-17
  • OK RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED_RES
    Since 2015-01-26
  • FL RA
    APPROVED
    Since 2011-10-20

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Key Largo FL 07/2011 Present
Bank Of America, N.A. Key Largo FL 08/2014 Present
Other Businesses

I*95806 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLORIDA KEYS GATOR CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: PO BOX 1233, TAVERNIER, FLORIDA 33070 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 42566 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FLORIDA KEYS GATOR CLUB IS AN AFFILIATE OF THE UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION. MY RESPONSIBILITIES WILL SURROUND HELPING WITH THEIR ANNUAL SCHOLARSHIP FUNDRAISER IN ORDER TO RAISE FUNDS FOR LOCAL HIGH SCHOOL STUDENTS GOING TO COLLEGE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-18
  • S66 Uniform Combined State Law Examination
    2011-10-18

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor