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David James Thompson

Morgan Stanley

Bellevue, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
WA RA APPROVED 2019-03-15
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • WA RA
    APPROVED
    Since 2019-03-15

Branch Locations

500 108Th Avenue, North East Suite 1900, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bellelvue WA 06/2016 10/2017
Morgan Stanley Private Bank, N.A. New York NY 07/2016 10/2017
Morgan Stanley Bellevue WA 03/2019 Present
Unemployed Sammamish WA 10/2017 03/2019
  • 06/2016 → 10/2017
    Morgan Stanley
    Bellelvue, WA
  • 07/2016 → 10/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 03/2019 → Present
    Morgan Stanley
    Bellevue, WA
  • 10/2017 → 03/2019
    Unemployed
    Sammamish, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-12
  • S66 Uniform Combined State Law Examination
    2014-01-12
Other Names
  • Dave Thompson

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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