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Current Employers
Aristotle Capital Management, Llc

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-04
  • CA RA
    APPROVED
    Since 2022-03-04

Branch Locations

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aristotle Capital Management, Llc Los Angeles CA 06/2020 10/2023
Imst Distributors, Llc Los Angeles CA 09/2021 Present
Jpmorgan Chase New York NY 07/2012 06/2019
Unemployed Playa Vista CA 06/2019 05/2020
Foreside Financial Services, Llc Los Angeles CA 10/2023 Present
  • 06/2020 → 10/2023
    Los Angeles, CA
  • 09/2021 → Present
    Imst Distributors, Llc
    Los Angeles, CA
  • 07/2012 → 06/2019
    Jpmorgan Chase
    New York, NY
  • 06/2019 → 05/2020
    Unemployed
    Playa Vista, CA
  • 10/2023 → Present
    Foreside Financial Services, Llc
    Los Angeles, CA
Previous Registrations
  • 2010-10-07 → 2012-05-16
    Rhino Asset Management
    Manasquan, NJ
  • 2010-09-06 → 2012-01-09
    Blue Ocean Capital Management, Llc
    Point Pleasant, NJ
Other Businesses

1. Aristotle Capital Management, LLC; Los Angeles, CA; Investment Related; Began 06/2020; Investment Manager; Product Specialist; 180 hours per month with 0 hours during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-23
S65 Uniform Investment Adviser Law Examination 2010-09-03
  • S66 Uniform Combined State Law Examination
    2022-02-23
  • S65 Uniform Investment Adviser Law Examination
    2010-09-03
Designations

View on SEC IAPD

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