David R Frick

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-03-27
GA	RA	APPROVED	2013-09-25
TX	RA	APPROVED_RES	2013-07-31

ME RA
APPROVED

Since 2024-03-27
GA RA
APPROVED

Since 2013-09-25
TX RA
APPROVED_RES

Since 2013-07-31

Branch Locations

1 Portland Square Ste 6A, Portland, ME 04101 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Savannah	GA	06/2013	11/2016
Wells Fargo Clearing Services, Llc	Savannah	GA	11/2016	Present

06/2013 → 11/2016

Wells Fargo Advisors, Llc

Savannah, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Savannah, GA

Other Businesses

RENTAL PROPERTY - 237; INV RELATED;CASCO,ME; RENTAL;33% OWNERSHIP; START DATE: 02/09/2026; 7.5 HRS PER MONTH; 0 HRS DURING TRADING; LAKE OF MAINE LLC; INV RELATED;PORTLAND,ME; RENTAL;33% OWNERSHIP; START DATE: 02/10/2026; 7 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-24
S63	Uniform Securities Agent State Law Examination	2012-02-03

S65 Uniform Investment Adviser Law Examination

2013-09-24
S63 Uniform Securities Agent State Law Examination

2012-02-03