Howard Jay Rubin

Current Employers

Employment History

• 03/1986 → 06/2022
  Self-Employed
  Home Based, CA
• 03/2017 → 06/2022
  Mml Investors Services, Llc
  Brea, CA
• 03/2017 → 06/2022
  Massachusetts Mutual Life Insurance Company
  Brea, CA
• 07/2016 → 03/2017
  Msi Financial Services
  Murrieta, CA
• 12/2021 → 01/2023
  American United Life
  Idyllwild, CA
• 06/2022 → 01/2023
  Oneamerica Securities
  Idyllwild, CA
• 01/2023 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 01/2023 → Present
  Transitions Life Planning
  Idyllwild, CA
• 03/1971 → Present
  Howard Jay Magician
  Idyllwild, CA
• 07/2023 → Present
  Transitions Financial Planning
  Idyllwild, CA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-06-29 → 2023-02-16
  Oneamerica Securities, Inc.
  Idyllwild, CA
  Indianapolis, IN
• 2017-03-25 → 2022-06-30
  Mml Investors Services, Llc
  Murrieta, CA
  Brea, CA
• 2012-04-25 → 2017-03-25
  Msi Financial Services, Inc.
  Murrieta, CA
  Perris, CA

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/2010 APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE: 2.NAME OF OTHER BUSINESS: ENSIGN FINANCIAL PARTNERS , INVESTMENT RELATED: YES, ADDRESS: 111 EAST RIVULON BLVD, SUITE 103, GILBERT, AZ, 82595 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3.NAME OF OTHER BUSINESS: ENSIGN PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INTEGRATED INSURANCE, TAX AND LEGAL STRATEGIES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: ASSOCIATE, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: ENRICHING OUR COMMUNITY THROUGH INTEGRATED ADVICE AND EXCEPTIONAL EXPERIENCES; 4. NAME OF OTHER BUSINESS: TRANSITIONS LIFE PLANNING, INVESTMENT RELATED: NO, ADDRESS: 55517 HOWLAND RD, #3700, IDYLLWILD, CA, 92549, NATURE OF BUSINESS: LIFE COACHING, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COACHING PEOPLE AS THEY GO THROUGH LIFE'S MAJOR TRANSITIONS; 5. NAME OF OTHER BUSINESS: HOWARD JAY MAGICIAN, INVESTMENT RELATED: NO, ADDRESS: 55517 HOWLAND RD, #3700, IDYLLWILD, CA, 92549, NATURE OF BUSINESS: ENTERTAINMENT, START DATE: 03/1971, POSITION/TITLE/RELATIONSHIP: MAGICIAN, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PERFORM MAGIC SHOWS FOR ENTERTAINMENT; 6. NAME OF OTHER BUSINESS: TRANSITIONS FINANCIAL PLANNING ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE 07/2023:; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: WINGS FOR WIDOWS; INVESTMENT RELATED: NO; ADDRESS: 27 CHANDRA LANE RANCHO MIRAGE, CA 92270; NATURE OF BUSINESS: PROBONO FINANCIAL EDUCATION; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: PRO BONO COACH; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ENTAILS MEETINGS WITH WIDOWS TO PROVIDE EDUCATION AND ASSESSMENT OF THEIR FINANCIAL WELLNESS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-10-07
• S63 Uniform Securities Agent State Law Examination
  2010-09-14

Designations

Other Names

• Howard Jay Rubin
• Howard Rubin