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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Franklin | TN | 03/2011 | 12/2020 |
| Guardian Wealth Solutions, Inc. | Franklin | TN | 01/2019 | 12/2021 |
| Guardian Financial | Franklin | TN | 06/2011 | 12/2021 |
| Eudaimonia Partners, Llc | Franklin | TN | 01/2022 | Present |
| Kingswood Wealth Advisors | Franklin | TN | 07/2024 | Present |
1. 12/26/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Started 09/16/2014 - 1 Hours Per Month During Securities Trading - Notary Public - Commission Expires 10/31/2021. 2. 12/10/2018 - Simplicity Life/Guardian Financial Group, Inc. - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/16/2018 - 15 Hours Per Month/1 Hour During Securities Trading - Fixed insurance. 3. 3/12/2020 - Intrepid Management Inc/Guardian Management, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner and President - Started 02/28/2020 - 15 Hours Per Month/0 Hours During Securities Trading. 4. Aperio Path Software LLC- Not Investment Related - Address 554 Franklin Rd, Suite 105 Franklin TN 37069. (SaaS) Development of software for risk management and increasing enterprise value for business owners. - investor and minority owner - Alpha to start started November 2022. 10 hours per month / 0 hours during securities trading. 5. 09/15/2022 Guardian Tax Advisors LLC - Not Investment Related- At Reported Business Locations(s) - Firm to provide consulting on tax planning and tax strategies. Owner and officer - Started 10-2022 - 5 hours per month / 0 during trading hours. 6. 10-1-2022 Guardian Elite Services LLC - Not Investment Related - At reported Address - Firm to provide services to business owners in partnership with professional advisors. Owner and Officer - Started 11-1-2022. 5 hours per month / 0 hours during trading. Notary Public,Is Not Investment Related,"554 Franklin Rd, Suite 105, Franklin, TN, 37069, United States",Notary,N/A,9/16/2014,1 hours per month,0 hours per month during trading hours,No Compensation Compensation,Notary public commission expires 02/07/2026 "Guardian Financial Group Inc, Guardian SWP",Is Not Investment Related,"554 Franklin Rd, Suite 105, Franklin, TN, 37069, United States",Independent Insurance Brokerage,Owner,11/16/2018,20 hours per month,5 hours per month during trading hours,Commission Compensation,Non variable insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-23 |
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