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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-26
AZ RA APPROVED 2011-08-31
  • TX RA
    APPROVED_RES
    Since 2018-01-26
  • AZ RA
    APPROVED
    Since 2011-08-31

Branch Locations

Kingman, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group Llc Kingman AZ 08/2011 Present
Previous Registrations
Other Businesses

(1) REAL ESTATE POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1991 ADDRESS: AZ, 86401/ 86409, United States DESCRIPTION: 100% OWNER/LESSOR OF 4 RESIDENTIAL RENTAL PROPERTIES AT VARIOUS LOCATIONS (2) INGRAM GLOBAL ADVISORS, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2008 ADDRESS: 2224 Seneca Street, Kingman AZ 86401, United States DESCRIPTION: 100% OWNER of DBA used to market securities, advisory, and insurance business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-16
  • S66 Uniform Combined State Law Examination
    2007-08-16

View on SEC IAPD

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