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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-26 |
| AZ | RA | APPROVED | 2011-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group Llc | Kingman | AZ | 08/2011 | Present |
(1) REAL ESTATE POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1991 ADDRESS: AZ, 86401/ 86409, United States DESCRIPTION: 100% OWNER/LESSOR OF 4 RESIDENTIAL RENTAL PROPERTIES AT VARIOUS LOCATIONS (2) INGRAM GLOBAL ADVISORS, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/18/2008 ADDRESS: 2224 Seneca Street, Kingman AZ 86401, United States DESCRIPTION: 100% OWNER of DBA used to market securities, advisory, and insurance business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-16 |
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