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Tal Feldman

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
CA RA APPROVED 2021-12-09
  • TX RA
    APPROVED
    Since 2022-04-13
  • CA RA
    APPROVED
    Since 2021-12-09

Branch Locations

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tarzana CA 08/2011 10/2021
Bank Of America, N.A. Tarzana CA 04/2014 10/2021
J.P. Morgan Securities Llc Los Angeles CA 11/2021 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 11/2021 Present
Previous Registrations
  • 2013-11-14 → 2021-11-19
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Santa Monica, CA
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
    Sherman Oaks, CA
    Tarzana, CA
    Sherman Oaks, CA
    Tarzana, CA
    Tarzana, CA
    Westlake Village, CA
    Woodland Hills, CA
    Studio City, CA
    Studio City, CA
    North Hollywood, CA
    North Hollywood, CA
    North Hollywood, CA
    North Hollywood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-13
S63 Uniform Securities Agent State Law Examination 2010-09-20
  • S66 Uniform Combined State Law Examination
    2013-11-13
  • S63 Uniform Securities Agent State Law Examination
    2010-09-20

View on SEC IAPD

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