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Jon Schulz

Rbc Capital Markets, LLC

Paramus, NJ

Congers, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-22
NY RA APPROVED 2024-07-12
TX RA APPROVED_RES 2024-07-12
  • NJ RA
    APPROVED
    Since 2024-07-22
  • NY RA
    APPROVED
    Since 2024-07-12
  • TX RA
    APPROVED_RES
    Since 2024-07-12

Branch Locations

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Congers, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Nyack NY 09/2011 07/2024
Bank Of America, N.A. West Nyack NY 11/2011 07/2024
Rbc Capital Markets, Llc Paramus NJ 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-18
S63 Uniform Securities Agent State Law Examination 2010-12-14
  • S66 Uniform Combined State Law Examination
    2011-01-18
  • S63 Uniform Securities Agent State Law Examination
    2010-12-14
Other Names
  • Jon M Schulz

View on SEC IAPD

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