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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Wayne | NJ | 08/2017 | 12/2017 |
| Sax Wealth Advisors, Llc | Clifton | NJ | 01/2018 | 01/2019 |
| Td Ameritrade | Short Hills | NJ | 01/2015 | 08/2017 |
| Unemployed | Wayne | NJ | 02/2019 | 07/2019 |
| Hightower Financial Principles | Fairfield | NJ | 07/2019 | 04/2020 |
| Tapfin/Ey | Secaucus | NJ | 04/2020 | 03/2021 |
| Td Ameritrade | Short Hills | NJ | 04/2021 | 03/2022 |
| Charles Schwab & Co., Inc. | Paramus | NJ | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Paramus | NJ | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-22 |
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