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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-03-24
IN RA APPROVED 2025-01-27
MN RA APPROVED 2024-06-10
OH RA APPROVED 2024-06-10
NY RA APPROVED 2024-05-20
WY RA APPROVED 2024-04-09
LA RA APPROVED 2022-03-30
AR RA APPROVED 2022-03-08
VT RA APPROVED 2020-10-20
AK RA APPROVED 2020-10-13
SC RA APPROVED 2019-07-09
TX RA APPROVED_RES 2019-03-06
FL RA APPROVED 2018-10-26
KS RA APPROVED 2018-06-04
AL RA APPROVED 2018-03-22
NC RA APPROVED 2016-09-22
CA RA APPROVED 2015-10-29
GA RA APPROVED 2013-05-02
  • VA RA
    APPROVED
    Since 2025-03-24
  • IN RA
    APPROVED
    Since 2025-01-27
  • MN RA
    APPROVED
    Since 2024-06-10
  • OH RA
    APPROVED
    Since 2024-06-10
  • NY RA
    APPROVED
    Since 2024-05-20
  • WY RA
    APPROVED
    Since 2024-04-09
  • LA RA
    APPROVED
    Since 2022-03-30
  • AR RA
    APPROVED
    Since 2022-03-08
  • VT RA
    APPROVED
    Since 2020-10-20
  • AK RA
    APPROVED
    Since 2020-10-13
  • SC RA
    APPROVED
    Since 2019-07-09
  • TX RA
    APPROVED_RES
    Since 2019-03-06
  • FL RA
    APPROVED
    Since 2018-10-26
  • KS RA
    APPROVED
    Since 2018-06-04
  • AL RA
    APPROVED
    Since 2018-03-22
  • NC RA
    APPROVED
    Since 2016-09-22
  • CA RA
    APPROVED
    Since 2015-10-29
  • GA RA
    APPROVED
    Since 2013-05-02

Branch Locations

Athens, GA • United States

900 Ashwood Parkway Suite 400, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Company Atlanta GA 04/2010 Present
Park Avenue Securities Atlanta GA 07/2012 Present
Guardian Life Insurance Company Athens GA 06/2024 Present
Park Avenue Securities Athens GA 06/2024 Present
  • 04/2010 → Present
    Guardian Life Ins Company
    Atlanta, GA
  • 07/2012 → Present
    Park Avenue Securities
    Atlanta, GA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Athens, GA
  • 06/2024 → Present
    Park Avenue Securities
    Athens, GA
Other Businesses

1) Insurance Services-Sale of insurance products on a brokerage basis (other than those offered through Guardian) when appropriate to meet clients' needs,. Start: 05/01/2010, Address: 900 Ashwood Parkway, Suite 400, Atlanta, GA 30338, 5 bus hrs per month, Investment related, >10% annual income, 2) McCallie Atlanta Alumni Immediate Past Chairman, Start: 08/12/2024, Address: 500 Dodds Avenue Chattanooga, TN 37404, 1 total hour per month; 0 hour during securities trading, Not Investment related, No Annual Compensation, 3) Medical Arts Park Family Real Estate Holding Company-Commercial real estate rental property, Start: 01/01/1997, Address: 11 Dunbar Creek Point St. Simons Island, GA 31522, 1 non bus hr per month, Investment related, 4) NAIFA Atlanta-Board Member, Start: 08/28/2019, Address: P.O. Box 19440 Atlanta, GA 31126, 1 total hour per month; 1 hour during securities trading, Not Investment related, No Annual Compensation, 5) All Pro Dad Chapter Team Captain, Start: 08/25/2023, Address: 2600 Malcom Bridge Rd, Bogart, GA 30622, 2 total hours per month; 0 during securities trading hours, Not Investment related, No Annual Compensation, 6) Triage Financial, LLC, Start Date: 5/1/2025, Address: 1061 Settlers Ridge Road Athens, GA 30606, 20 total hours per month; 10 during securities trading hours, Investment Related, No Annual Compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-17
S63 Uniform Securities Agent State Law Examination 2013-02-25
  • S65 Uniform Investment Adviser Law Examination
    2013-04-17
  • S63 Uniform Securities Agent State Law Examination
    2013-02-25
Designations
Other Names
  • Regan H Wolfe

View on SEC IAPD

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