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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-03-24 |
| IN | RA | APPROVED | 2025-01-27 |
| MN | RA | APPROVED | 2024-06-10 |
| OH | RA | APPROVED | 2024-06-10 |
| NY | RA | APPROVED | 2024-05-20 |
| WY | RA | APPROVED | 2024-04-09 |
| LA | RA | APPROVED | 2022-03-30 |
| AR | RA | APPROVED | 2022-03-08 |
| VT | RA | APPROVED | 2020-10-20 |
| AK | RA | APPROVED | 2020-10-13 |
| SC | RA | APPROVED | 2019-07-09 |
| TX | RA | APPROVED_RES | 2019-03-06 |
| FL | RA | APPROVED | 2018-10-26 |
| KS | RA | APPROVED | 2018-06-04 |
| AL | RA | APPROVED | 2018-03-22 |
| NC | RA | APPROVED | 2016-09-22 |
| CA | RA | APPROVED | 2015-10-29 |
| GA | RA | APPROVED | 2013-05-02 |
Branch Locations
900 Ashwood Parkway Suite 400, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Company | Atlanta | GA | 04/2010 | Present |
| Park Avenue Securities | Atlanta | GA | 07/2012 | Present |
| Guardian Life Insurance Company | Athens | GA | 06/2024 | Present |
| Park Avenue Securities | Athens | GA | 06/2024 | Present |
1) Insurance Services-Sale of insurance products on a brokerage basis (other than those offered through Guardian) when appropriate to meet clients' needs,. Start: 05/01/2010, Address: 900 Ashwood Parkway, Suite 400, Atlanta, GA 30338, 5 bus hrs per month, Investment related, >10% annual income, 2) McCallie Atlanta Alumni Immediate Past Chairman, Start: 08/12/2024, Address: 500 Dodds Avenue Chattanooga, TN 37404, 1 total hour per month; 0 hour during securities trading, Not Investment related, No Annual Compensation, 3) Medical Arts Park Family Real Estate Holding Company-Commercial real estate rental property, Start: 01/01/1997, Address: 11 Dunbar Creek Point St. Simons Island, GA 31522, 1 non bus hr per month, Investment related, 4) NAIFA Atlanta-Board Member, Start: 08/28/2019, Address: P.O. Box 19440 Atlanta, GA 31126, 1 total hour per month; 1 hour during securities trading, Not Investment related, No Annual Compensation, 5) All Pro Dad Chapter Team Captain, Start: 08/25/2023, Address: 2600 Malcom Bridge Rd, Bogart, GA 30622, 2 total hours per month; 0 during securities trading hours, Not Investment related, No Annual Compensation, 6) Triage Financial, LLC, Start Date: 5/1/2025, Address: 1061 Settlers Ridge Road Athens, GA 30606, 20 total hours per month; 10 during securities trading hours, Investment Related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-02-25 |
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