Erik Moisan

Current Employers

Employment History

• 11/2006 → 02/2017
  Rbc Dominion Securities Inc.
  Montreal, Quebec
• 12/2006 → 02/2017
  Rbc Private Counsel (Usa) Inc.
  Montreal, Quebec
• 05/2017 → Present
  Raymond James Ltd
  Montreal, Quebec
• 06/2017 → Present
  Raymond James (Usa) Ltd
  Montreal, Quebec
• 03/2017 → 05/2017
  Unemployed
  Montreal, Quebec

Previous Registrations

• 2011-01-24 → 2017-03-21
  Rbc Private Counsel (Usa) Inc.
  Quebec, Montreal

Other Businesses

1)Raymond James Ltd ("RJL"), a registered investment dealer with CIRO, is the Canadian affiliate and parent company of Raymond James (USA) Ltd. The business is investment related. Erik Moisan is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 and has been employed since 2017/05/15. He is a full-time employee and his title with RJL is "Associate Investment Advisor". He devotes 160 hours a month to his business during business and trading hours. His job duties include sales. 2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. Erik Moisan is located at 1000, rue de la Gauchetiere Ouest, Bureau 2600 Montreal Quebec Canada H3B 4W5 AND HAS BEEN LICENSED WITH RJFP SINCE June 2, 2017. HE IS A FULL-TIME EMPLOYEE. HE DEVOTES __5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. 3) University Club of Montreal. The club is running a social dinning club with no specific location, he is President and chief representative of members wishes since June 1, 2020, and devotes 12 hours a months outside trading hours to this activity. His job duties includes coordinator of various committees such as wine and food, library and art, membership and finance, runs monthly council meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-01-07