Griffin E Randle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-04-21

TX RA
APPROVED

Since 2014-04-21

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	The Woodlands	TX	02/2014	Present
Bank Of America, N.A.	The Woodlands	TX	07/2014	Present

02/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX
07/2014 → Present

Bank Of America, N.A.

The Woodlands, TX

Previous Registrations

2011-07-27 → 2014-02-26

Equitable Advisors, Llc

Denver, CO

Lakewood, CO

Greenwood Village, CO

Lakewood, CO
2010-10-14 → 2011-06-21

Zions Capital Advisors, Inc.

Englewood, CO

Salt Lake City, UT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-06-30
S65	Uniform Investment Adviser Law Examination	2010-10-13

S63 Uniform Securities Agent State Law Examination

2011-06-30
S65 Uniform Investment Adviser Law Examination

2010-10-13

Other Names

Griffin Edward Randle

View on SEC IAPD

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