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Humberto Antonio Minaya

Transamerica Retirement Advisors, LLC

New York, NY

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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-11-09
  • NY RA
    APPROVED
    Since 2022-11-09

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions New York NY 03/2017 Present
Transamerica Investors Securities Corporation New York NY 03/2017 Present
Unemployed New York NY 08/2016 03/2017
  • 03/2017 → Present
    Transamerica Retirement Solutions
    New York, NY
  • 03/2017 → Present
    Transamerica Investors Securities Corporation
    New York, NY
  • 08/2016 → 03/2017
    Unemployed
    New York, NY
Previous Registrations
  • 2012-10-01 → 2015-04-08
    J.P. Morgan Securities Llc
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
  • 2011-05-31 → 2012-10-01
    Chase Investment Services Corp.
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-27
S63 Uniform Securities Agent State Law Examination 2006-03-23
  • S65 Uniform Investment Adviser Law Examination
    2011-05-27
  • S63 Uniform Securities Agent State Law Examination
    2006-03-23
Other Names
  • Humberto A Minaya
  • Humberto Antonio Minaya

View on SEC IAPD

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