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Brian Dennis Foley

Lighthouse Capital, LLC

Boston, MA

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Current Employers
Lighthouse Capital, Llc

90 Canal Street Suite 442, Boston, MA 02114 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2014-01-29
MA RA APPROVED 2010-08-31
  • NH RA
    APPROVED
    Since 2014-01-29
  • MA RA
    APPROVED
    Since 2010-08-31

Branch Locations

90 Canal Street Suite 442, Boston, MA 02114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lighthouse Capital Llc Boston MA 08/2010 Present
O'COnnor & O'COnnor, Pc Braintree MA 05/2022 Present
  • 08/2010 → Present
    Boston, MA
  • 05/2022 → Present
    O'COnnor & O'COnnor, Pc
    Braintree, MA
Previous Registrations
Other Businesses

O'Connor & O'Connor, PC; Investment related: Yes; Location: 100 Grandview Road Braintree Massachusetts 02184 United States; Description: O'Connor & O"Connor is a law firm in Braintree, MA. They are a general practice law firm with a primary focus on real estate closings and probate and estate planning law. ; Position Title: Attorney, Of-Counsel; Responsibilities Duties: I will be an of-counsel attorney for O'Connor & O'Connor. ; Start date: 2022-05-31; Hours per month during trading hours: 4; Hours per month outside trading hours: 12; Percentage of total yearly compensation expected to be derived from the business: 3.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-09-10
S65 Uniform Investment Adviser Law Examination 2008-10-07
  • S63 Uniform Securities Agent State Law Examination
    2010-09-10
  • S65 Uniform Investment Adviser Law Examination
    2008-10-07
Other Names
  • Brian Dennis Foley

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