Mark Kenneth Brown

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-10-09
TX	RA	APPROVED_RES	2021-06-03
CA	RA	APPROVED	2013-03-22

NC RA
APPROVED

Since 2025-10-09
TX RA
APPROVED_RES

Since 2021-06-03
CA RA
APPROVED

Since 2013-03-22

Branch Locations

Southport, NC • United States

1000 Aviara Pkwy, Carlsbad, CA 92011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Carlsbad	CA	03/2013	Present
Bank Of America, N.A.	Carlsbad	CA	04/2013	Present

03/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carlsbad, CA
04/2013 → Present

Bank Of America, N.A.

Carlsbad, CA

Previous Registrations

2010-09-17 → 2013-04-09

Morgan Stanley

Carlsbad, CA

Other Businesses

I*: 3020281 Entity Type: fiduciary Name of OBA: MKB TTEE KB TTEE U/A DTD 05/20/1992 Address: Oceanside, California 92056 Investment Related: n Position, Title, Association: Co-Trustee Employee Start Date: 10/16/2025 No Hours: 1hr/yr No Hours during trading:0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-16

S66 Uniform Combined State Law Examination

2010-09-16

View on SEC IAPD