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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-01-05 |
| TX | RA | APPROVED | 2023-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Spartanburg | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spartanburg | SC | 11/2016 | 01/2023 |
| Wells Fargo Advisors Financial Network, Llc | Spartanburg | SC | 01/2023 | Present |
1670 WEALTH MANAGEMENT, LLC, INVT RELATED, SPARTANBURG, SC, 30% OWNERSHIP, START DATE 1/6/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. REDBUD MINUS TWO LLC, INV RELATED, SPARTANBUG, SC, 30% OWNERSHIP, START 4/23/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-06 |
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