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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
WA RA APPROVED 2013-09-06
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • WA RA
    APPROVED
    Since 2013-09-06

Branch Locations

Pasco, WA • United States

Spokane, WA • United States

7900 Se 28Th Street 5Th Floor, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Newtork Waltham MA 08/2013 Present
Wiegand Financial Group Seattle WA 08/2013 Present
  • 08/2013 → Present
    Commonwealth Financial Newtork
    Waltham, MA
  • 08/2013 → Present
    Wiegand Financial Group
    Seattle, WA
Previous Registrations
  • 2011-09-24 → 2013-08-27
    Waddell & Reed
    Kennewick, WA
Other Businesses

1. Fixed Insurance Sales conducted under the name Graham S. Miller. Conducted at branch location; Investment related. 2. Owner of rental property located in Federal Way, WA, as of 7/01/2026; 0% of time spent during business hours; Not conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-23
  • S66 Uniform Combined State Law Examination
    2011-09-23
Other Names
  • Graham Miller

View on SEC IAPD

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