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Tomokazu Maquiling Kuwamoto

Wells Fargo Clearing Services, LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-30
CA RA APPROVED 2016-07-29
  • TX RA
    APPROVED
    Since 2021-06-30
  • CA RA
    APPROVED
    Since 2016-07-29

Branch Locations

1560 Van Ness Ave, San Francisco, CA 94109 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Corte Madera CA 07/2016 11/2016
Wells Fargo Clearing Services, Llc Corte Madera CA 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2016-08-09
    J.P. Morgan Securities Llc
    Mountain View, CA
    Mountain View, CA
  • 2012-08-02 → 2012-10-01
    Chase Investment Services Corp.
    Mountain View, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-31
S63 Uniform Securities Agent State Law Examination 2010-09-01
  • S66 Uniform Combined State Law Examination
    2012-07-31
  • S63 Uniform Securities Agent State Law Examination
    2010-09-01
Designations
Other Names
  • Tommy Kuwamoto

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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