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100 Mallard Creek Rd Suite 402, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| KY | RA | APPROVED | 2023-01-23 |
Branch Locations
100 Mallard Creek Rd Suite 402, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Kentucky Securities Corp | Louisville | KY | 07/2010 | 01/2023 |
| Legacy Financial Independent Advisors Llc | Louisville | KY | 01/2023 | 09/2025 |
| Legacy Financial Independent Advisors Llc | Louisville | KY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-11 |
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