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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-29 |
Branch Locations
11601 Wilshire Blvd Suite 1500, Los Angeles, CA 90025 • United States
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ieq Capital, Llc | Los Angeles | CA | 05/2026 | Present |
| Ubs Financial Services Inc | Los Angeles | CA | 06/2015 | 05/2017 |
| Jpmorgan Securities Llc | Los Angeles | CA | 05/2017 | 04/2019 |
| First Republic Securities Company, Llc | Los Angeles | CA | 04/2019 | 09/2023 |
| Jp Morgan Chase Bank, N.A. | Los Angeles | CA | 09/2023 | 10/2024 |
| Morgan Stanley | Long Beach | CA | 10/2024 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-07 |
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