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Peter T Nguyen

Charles Schwab & Co., Inc.

Estero, FL

Fort Myers, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-06
  • FL RA
    APPROVED
    Since 2018-09-06

Branch Locations

22780 Via Villagio Suite 108, Estero, FL 33928 • United States

12580 University Drive Suite 100, Fort Myers, FL 33907-5672 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Myers FL 11/2010 04/2026
Charles Schwab Bank Fort Myers FL 09/2018 04/2026
Charles Schwab & Co., Inc. Estero FL 04/2026 Present
Charles Schwab Bank Estero FL 04/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-23
S63 Uniform Securities Agent State Law Examination 2011-04-09
  • S66 Uniform Combined State Law Examination
    2018-08-23
  • S63 Uniform Securities Agent State Law Examination
    2011-04-09
Other Names
  • Peter Tan Ngoc Nguyen

View on SEC IAPD

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