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888 Boylston Street Suite 800, Boston, MA 02199 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-09 |
Branch Locations
777 Brickell Suite 500, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Issaquah | WA | 03/2009 | 11/2020 |
| Wells Fargo Advisors Llc | Issaquah | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Issaquah | WA | 11/2016 | 11/2020 |
| Nimi, Llc | Boston | MA | 11/2020 | Present |
| Natixis Distribution, Llc | Boston | MA | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-19 |
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