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Current Employers
Natixis Advisors, Llc

888 Boylston Street Suite 800, Boston, MA 02199 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-09
  • FL RA
    APPROVED
    Since 2021-02-09

Branch Locations

777 Brickell Suite 500, Miami, FL 33131 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Issaquah WA 03/2009 11/2020
Wells Fargo Advisors Llc Issaquah WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Issaquah WA 11/2016 11/2020
Nimi, Llc Boston MA 11/2020 Present
Natixis Distribution, Llc Boston MA 11/2020 Present
  • 03/2009 → 11/2020
    Wells Fargo Bank, N.A.
    Issaquah, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Issaquah, WA
  • 11/2016 → 11/2020
    Issaquah, WA
  • 11/2020 → Present
    Nimi, Llc
    Boston, MA
  • 11/2020 → Present
    Natixis Distribution, Llc
    Boston, MA
Previous Registrations
  • 2011-01-03 → 2020-11-13
    Seattle, WA
    Redmond, WA
    Issaquah, WA
    Seattle, WA
    Seattle, WA
    Coral Gables, FL
    Coral Gables, FL
    Redmond, WA
    Miami, FL
  • 2010-11-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Issaquah, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-05
S63 Uniform Securities Agent State Law Examination 2010-10-19
  • S65 Uniform Investment Adviser Law Examination
    2010-11-05
  • S63 Uniform Securities Agent State Law Examination
    2010-10-19

View on SEC IAPD

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