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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-01
TX RA APPROVED 2021-11-01
  • IL RA
    APPROVED
    Since 2021-11-01
  • TX RA
    APPROVED
    Since 2021-11-01

Branch Locations

Rineyville, KY • United States

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Volo IL 04/2014 Present
Level Four Advisory Services Volo IL 04/2014 08/2021
Highpoint Advisor Group, Llc. Volo IL 08/2021 Present
  • 04/2014 → Present
    Lpl Financial, Llc
    Volo, IL
  • 04/2014 → 08/2021
    Volo, IL
  • 08/2021 → Present
    Highpoint Advisor Group, Llc.
    Volo, IL
Previous Registrations
  • 2021-08-27 → 2021-12-31
    Highpoint Planning Partners
    Volo, IL
    Downers Grove, IL
  • 2014-04-08 → 2021-08-27
    Volo, IL
    Dallas, TX
  • 2009-06-01 → 2014-04-11
    Riverwoods, IL
    Deerfield, IL
  • 2008-07-07 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
Other Businesses

1. 10/13/2021 - HighPoint Advisor Group - DBA: (Hybrid) HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/27/2021 - 50 Hours Per Month/40 Hours During Securities Trading. 2. 10/13/2021 - HighPoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/27/2021 - 50 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-04
  • S66 Uniform Combined State Law Examination
    2008-03-04

View on SEC IAPD

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