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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED_RES | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andy Tomlinson Wealth Management | Prescott | AZ | 07/2010 | 12/2019 |
| Geneos Wealth Management | Prescott | AZ | 07/2010 | 10/2020 |
| Tomlinson Wealth Management | Prescott | AZ | 12/2019 | 05/2020 |
| Schott Financial Management | Prescott | AZ | 05/2020 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2020 | 05/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2020 | 05/2026 |
| Lpl Financial | Prescott | AZ | 05/2026 | Present |
1. 5/2026 - schott financial - Non-Variable Insurance - INV REL - 5 Hour(s)/Month - 5 Hour(s) During Trading - Prescott AZ 86305 - OBA Start date: 10/01/2011 2. 5/2026 - none - Real Estate Rental - INV REL - 10 Hour(s)/Month - 0 Hour(s) During Trading - Prescott AZ 86305 - OBA Start date: 01/03/2000 3. 5/2026 - prescott ymca - Non-Profit Board Member - INV REL - 10 Hour(s)/Month - 0 Hour(s) During Trading - Prescott AZ 86301 - OBA Start date: 10/01/2024 4. 5/2026 - schott financial - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 150 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/11/2026 5. 5/2026 - Schott Financial Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 150 Hour(s) During Trading - Prescott AZ 86305 - OBA Start date: 5/11/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-09 |
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