Erik William Zipp

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-01-21

WI RA
APPROVED

Since 2025-01-21

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc	Milwaukee	WI	06/2014	02/2020
U.S. Bank	Milwaukee	WI	05/2014	02/2020
Northwestern Mutual Life Insurance Company	Milwaukee	WI	02/2020	Present
Northwestern Mutual Investment Services Llc	Milwaukee	WI	05/2021	Present

06/2014 → 02/2020

U.S. Bancorp Investments, Inc

Milwaukee, WI
05/2014 → 02/2020

U.S. Bank

Milwaukee, WI
02/2020 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
05/2021 → Present

Northwestern Mutual Investment Services Llc

Milwaukee, WI

Previous Registrations

2014-07-07 → 2020-02-26

U.S. Bancorp Investments, Inc.

Milwaukee, WI

Minneapolis, MN
2006-03-22 → 2014-05-30

Thrivent Investment Management Inc.

Waukesha, WI

Waukesha, WI

Mequon, WI

Waukesha, WI

Pewaukee, WI

Elm Grove, WI

Waukesha, WI

Elkhorn

Elkhorn

Delavan, WI

Other Businesses

BOARD OF FINANCE CHAIR, ST. JOHN'S LUTHERAN CHURCH, 7809 HARWOOD AVE., WAUWATOSA, , WISCONSIN, 53213, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/13/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEADING THE FINANCE COMMITTEE WHICH PROVIDES RECOMMENDATIONS TO THE OVERALL BOARD REGARDING THE CHURCH'S FINANCES; NON INVESTMENT-RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-21

S66 Uniform Combined State Law Examination

2006-03-21

View on SEC IAPD