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Brad Terrance Baumann

Strategic Advisers LLC

Thousand Oaks, CA

Thousand Oaks, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31

Branch Locations

Thousand Oaks, CA • United States

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brad Baumann Thousand Oaks CA 04/2005 11/2018
Fortress Retirement, Inc. Culver City CA 01/2017 10/2018
Fortress Retirement, Inc Culver City CA 10/2016 10/2018
Onewest Bank / Cit Beverly Hills CA 10/2013 10/2016
Fidelity Brokerage Services Llc Los Angeles CA 11/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2005 → 11/2018
    Brad Baumann
    Thousand Oaks, CA
  • 01/2017 → 10/2018
    Fortress Retirement, Inc.
    Culver City, CA
  • 10/2016 → 10/2018
    Fortress Retirement, Inc
    Culver City, CA
  • 10/2013 → 10/2016
    Onewest Bank / Cit
    Beverly Hills, CA
  • 11/2018 → Present
    Fidelity Brokerage Services Llc
    Los Angeles, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-06-06 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Thousand Oaks, CA
  • 2017-02-03 → 2018-12-31
    Fortress Wealth Management, Inc.
    Culver City, CA
  • 2010-08-13 → 2014-06-07
    Critical Capital Management, Inc.
    Westlake Village, CA
Other Businesses

OBA-11717|OrgNmn:None - N/A|Org Addr:Ventura,California,US|OBA Nature:N/A|Invst Rel:Y|Title:None - NA|Duties:The disclosure is only that a hold a CA Real Estate Brokers license. I am not currently active.|StrtDt:01-10-86|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-13
  • S66 Uniform Combined State Law Examination
    2019-03-13
Designations
Other Names
  • Brad Terrance Baumann
  • Bradley Terrance Baumann

View on SEC IAPD

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