Best Investors Account Sign in
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-02-11
  • IL RA
    APPROVED
    Since 2013-02-11

Branch Locations

5231 S Pulaski Rd, Chicago, IL 60632 • United States

3017 West 95Th Street, Evergreen Park, IL 60805 • United States

11850 S. Marshfield Ave, Chicago, IL 60643 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Chicago IL 10/2009 Present
Fifth Third Securities Chicago IL 06/2010 Present
  • 10/2009 → Present
    Fifth Third
    Chicago, IL
  • 06/2010 → Present
    Fifth Third Securities
    Chicago, IL
Other Businesses

Seatim LLC - N8950 Lilac Rd., Menasha, WI 54952 - private investment pool - President - 0 hrs during trading hrs - investment related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-08
S63 Uniform Securities Agent State Law Examination 2010-09-02
  • S66 Uniform Combined State Law Examination
    2013-02-08
  • S63 Uniform Securities Agent State Law Examination
    2010-09-02
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor